CAMS Exam Actual Tests, Pdf CAMS Format
CAMS Exam Actual Tests, Pdf CAMS Format
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Tags: CAMS Exam Actual Tests, Pdf CAMS Format, CAMS Exam Forum, Exam Dumps CAMS Demo, CAMS Reliable Exam Bootcamp
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Obtaining the CAMS certification can provide many benefits for professionals working in AML compliance. It can enhance their knowledge and skills, improve their job performance, and increase their credibility and marketability in the job market. Moreover, it can open up new career opportunities and increase their earning potential. Overall, the CAMS Certification is an essential credential for professionals looking to excel in the field of AML and financial crime prevention.
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ACAMS CAMS Certification is an essential credential for professionals working in the field of AML/CFT. CAMS exam assesses the candidate's understanding of the latest international AML/CFT principles, standards, and practices and provides professionals with several benefits, including enhanced credibility, marketability, and earning potential. Certified Anti-Money Laundering Specialists certification also provides professionals with access to a network of peers and resources, making it an invaluable investment in one's career.
ACAMS Certified Anti-Money Laundering Specialists Sample Questions (Q101-Q106):
NEW QUESTION # 101
In which two ways do Financial Action Task Force-style regional bodies influence anti-money laundering and terrorist financing standards within their respective regions? (Choose two.)
- A. They require participating countries to adopt laws in line with their recommendations.
- B. They issue typologies specific to their geographical region.
- C. They administer mutual evaluations of participating members.
- D. They enforce the laws of the member countries in their geographic region.
Answer: B,C
Explanation:
According to the Anti-Money Laundering Specialist (the 6th edition) study guide, the Financial Action Task Force (FATF) is an inter-governmental body that sets the global standards for anti-money laundering and counter-terrorist financing (AML/CTF). The FATF also monitors the compliance and implementation of its recommendations by its members and other jurisdictions. To enhance its global reach and effectiveness, the FATF works with nine FATF-style regional bodies (FSRBs) that cover different regions of the world. These FSRBs have similar objectives and functions as the FATF, but they also take into account the specific characteristics and challenges of their regions. Two ways that FSRBs influence AML/CTF standards within their respective regions are:
They issue typologies specific to their geographical region. Typologies are reports or studies that analyze the methods, trends, and patterns of money laundering and terrorist financing in a particular sector, industry, or region. FSRBs produce typologies that reflect the regional context and risks of their members and provide guidance and best practices to address them. For example, the Asia/Pacific Group on Money Laundering (APG) has issued typologies on trade-based money laundering, wildlife trafficking, and virtual assets in the Asia-Pacific region12.
They administer mutual evaluations of participating members. Mutual evaluations are peer reviews that assess the level of compliance and effectiveness of a country's AML/CTF system against the FATF standards. FSRBs conduct mutual evaluations of their members and publish the results and recommendations in detailed reports. These reports help identify the strengths and weaknesses of each country's AML/CTF regime and provide a basis for follow-up actions and technical assistance. For example, the Caribbean Financial Action Task Force (CFATF) has conducted mutual evaluations of its members such as Barbados, Jamaica, and Trinidad and Tobago34.
References:
Anti-Money Laundering Specialist (the 6th edition) study guide, page 27 APG website, section on Typologies Anti-Money Laundering Specialist (the 6th edition) study guide, page 28 CFATF website, section on Mutual Evaluations
NEW QUESTION # 102
A money remittance business will most likely attract money launderers because it
1.deals primarily in cash transactions.
2.engages in international transactions.
3. conducts transactions for walk-in customers.
4.does not have to comply with transaction reporting.
- A. 2, 3, and 4 only
- B. 1, 2, and 4 only
- C. 1, 2, and 3 only
- D. 1, 3, and 4 only
Answer: B
NEW QUESTION # 103
A bank's transaction surveillance system triggers an alert for a deposit of 250.000 USO into a client's account.
According to the bank's KYC information, the client works for a financial advisory firm, and earns approximately 100,000 USD per year. Which actions should be taken? (Select Three.) File the suspicious transaction immediately to the financial intelligence unit.
- A. Review the transaction background in the bank's transaction platform.
- B. Request information and documentation from the client on the background of the transaction.
- C. Discard the alert as a false positive hit
- D. Contact the client advisor to learn if he has any insight on the transaction background.
- E. Review the alert if the deposit is made in cash.
Answer: A,B,D
Explanation:
Explanation
According to the Certified Anti-Money Laundering Specialist (CAMS) Manual , 6th edition, if a bank's transaction surveillance system triggers an alert for a deposit of 250.000 USD into a client's account, the bank should take the following actions:
* Request information and documentation from the client on the background of the transaction (CAMS Manual, 6th edition, page 46).
* Contact the client advisor to learn if he has any insight on the transaction background (CAMS Manual,
6th edition, page 47).
* Review the transaction background in the bank's transaction platform (CAMS Manual, 6th edition, page
47).
Discarding the alert as a false positive hit and reviewing the alert if the deposit is made in cash should not be done.
The bank should request additional information and documentation from the client to better understand the nature of the transaction. Additionally, the bank should reach out to the client advisor to learn if they have any insight on the transaction background. Finally, the bank should review the transaction background in the bank's transaction platform to determine if any additional alerts or anomalies are present. (CAMS Manual, 6th Edition, Pages 117-118)
NEW QUESTION # 104
The main purpose of the US Treasury Department for OFAC's extraterritorial reach is to:
- A. accomplish the foreign policy and national security goals of the US.
- B. align OFAC's and other countries' extraterritorial reach requirements.
- C. protect allied nations of the US from the economic threats of non-allied nations.
- D. defend the US against questionable trade practices of its economic rivals.
Answer: A
NEW QUESTION # 105
Client A is flagged for a high volume of outgoing transfers. Further investigation reveals Client A has a potentially key role in a network linked to human trafficking. After filing a suspicious activity report, what step should the investigator take next?
- A. Inform other local financial institutions about the client so they can halt potential services.
- B. Contact the Federal Bureau of Investigation (FBI) to communicate the investigation findings.
- C. Prepare a summary for senior management recommending client off-boarding.
- D. Restrain or block the client's account(s) until law enforcement makes an arrest.
Answer: C
Explanation:
Explanation
After filing a suspicious activity report (SAR), an investigator should prepare a summary for senior management recommending client off-boarding. This is because client off-boarding is a risk-based decision that requires senior management approval and may involve legal considerations. Informing other local financial institutions about the client, restraining or blocking the client's account(s), or contacting law enforcement directly are not appropriate actions for an investigator to take after filing a SAR, as they may compromise the confidentiality of the SAR, violate privacy laws, or interfere with ongoing investigations.
NEW QUESTION # 106
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